FlexOMS

Customizable, End-to-End Order Management for Equities, FX and Listed Derivatives

Combines and Streamlines the Trading Process Between Execution Venues and Clients

Full Audit Capability and Integration with Client Data Storage

Automatic Quoting and Implementation of Execution Rules for Retail Orders

Comprehensive management of all types of customer orders over their entire life-cycle
All-inclusive risk and position monitoring
Offers IOI management and middle office management with full integration with OASYS and CTM
Monitor positions and manage risk globally
Robust program trading application, merging and netting of orders
Integrated risk management across asset classes
Perform full historical P&L monitoring with a global, customizable view of trading activity
Alerts of crossing opportunities for internalization across multiple desks

Persistence in Flex OMS database for custom reports and archiving
Integration with customers’ in-house data warehouse
Full audit capability of an order’s lifecycle viewable online and via end-of-day reports
Create compliance alerts for exceptions
Integrated with Best Execution Reporting
Fully compliant with FINRA OATS, Reg NMS, Reg SHO and SEC 15C-3 requirements

Full automatic quoting (by spread, price, size)
Implementation of execution rules for handling retail orders, such as Limit Order Display and Short Sells
Integrated rules and algorithmic engine for better control over trading process and risk
Prepackaged algorithms for low touch and no touch trading.