Themis Trading
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SEC’s Broader Reg NMS Overhaul Could Delay Access Fee, Tick Sizes
Efforts to implement the revised rules on access fee caps and tick-size increments that drive US equity trading could face delays as the SEC considers more radical changes to Regulation NMS, according to market participants. …
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CAT is Out of the Bag
Despite a one-year delay and other missed deadlines, the order-tracking system known as the Consolidated Audit Trail is back on track as exchanges were due to begin reporting required equities and options data into the CAT on Nov. 15.